Continue Reading CFTC to Propose Definitions of “Swap Dealer” and “Major Swap Participant” on Dec 1
SEC Proposes Rules for Private Fund Adviser Exemption
Paperwork Galore: SEC Proposes Rules Requiring Public Reporting by Exempt Investment Advisers
SEC Proposes Rules on Security-Based Swap Reporting
CFTC Proposes Rule on Real Time Public Reporting of Swap Transaction and Pricing Data
Federal Reserve Issues Proposal to Implement Volcker Rule Conformance Period
SEC Seeks Public Comment Regarding Private Rights of Action for Transnational Securities Fraud
CFTC Proposes Rules on Registration of Swap Dealers and Major Swap Participants and Requests Comment on Extraterritorial Reach of Registration Requirements
CFTC Proposes Rules on Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
