Steve Quinlivan

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CFTC Publishes Whistleblower Proposal—Double Jeopardy for SEC Registrants?

By Steve Quinlivan on 11/15/2010

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Continue Reading CFTC Publishes Whistleblower Proposal—Double Jeopardy for SEC Registrants?

CFTC to Consider Real-Time Public Reporting of Swap Transaction Data Nov. 19

By Steve Quinlivan on 11/14/2010

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Continue Reading CFTC to Consider Real-Time Public Reporting of Swap Transaction Data Nov. 19

Notice Requirements for Noninterest-bearing Transaction Accounts

By Steve Quinlivan on 11/14/2010

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Continue Reading Notice Requirements for Noninterest-bearing Transaction Accounts

SEC Meeting to Address Investment Advisers Rules on Nov. 19

By Steve Quinlivan on 11/12/2010

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Continue Reading SEC Meeting to Address Investment Advisers Rules on Nov. 19

CFTC Proposes Anti-Manipulation Rules

By Steve Quinlivan on 11/09/2010

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Continue Reading CFTC Proposes Anti-Manipulation Rules

Examples of Effective Say-on-Pay Disclosures

By Steve Quinlivan on 11/09/2010

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Continue Reading Examples of Effective Say-on-Pay Disclosures

FDIC Board Proposes Implementation of Dodd-Frank Assessment Changes and a Revised Assessment System for Large Institutions

By Steve Quinlivan on 11/09/2010

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Continue Reading FDIC Board Proposes Implementation of Dodd-Frank Assessment Changes and a Revised Assessment System for Large Institutions

FDIC Approves Rule to Implement Section 343 of Dodd-Frank Act

By Steve Quinlivan on 11/09/2010

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Continue Reading FDIC Approves Rule to Implement Section 343 of Dodd-Frank Act

Fed Establishes Office of Financial Stability Policy and Research

By Steve Quinlivan on 11/04/2010

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Continue Reading Fed Establishes Office of Financial Stability Policy and Research

SEC Proposes New Rule to Prevent Fraud in Connection With Security-Based Swaps

By Steve Quinlivan on 11/03/2010

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Continue Reading SEC Proposes New Rule to Prevent Fraud in Connection With Security-Based Swaps