Steve Quinlivan

Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance

By Steve Quinlivan on 11/17/2016

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A Window into Trump’s SEC?

By Steve Quinlivan on 11/15/2016

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CFTC Approves Final Rule for Filing Chief Compliance Officer Annual Reports

By Steve Quinlivan on 11/13/2016

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SEC Staff Allows Exclusion of “Fix Proxy Access” Proposal under (i)(10)

By Steve Quinlivan on 11/11/2016

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SEC Grants Broker-Dealers Relief under New Lease Accounting Standard

By Steve Quinlivan on 11/11/2016

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Trump and the Repeal of Dodd-Frank

By Steve Quinlivan on 11/10/2016

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New C&DI’s on Fee Calculations and Form S-8

By Steve Quinlivan on 11/09/2016

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ISS Announces Pay-for-Performance Methodology Updates for 2017

By Steve Quinlivan on 11/08/2016

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SEC Charges Issuer with Inadequate Segment Reporting

By Steve Quinlivan on 11/07/2016

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No Need to Mail Annual Reports to SEC if . . .

By Steve Quinlivan on 11/02/2016

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