ISS Announces Rebranded Governance Rating System and New Factors By Steve Quinlivan on 11/01/2016 … Continue Reading ISS Announces Rebranded Governance Rating System and New Factors
Revised SEC Rule 504 and Minnesota Offerings By Steve Quinlivan on 10/30/2016 … Continue Reading Revised SEC Rule 504 and Minnesota Offerings
The SEC’s Proposed Universal Proxy Rule: Beneficial to Shareholders or Tilting the Result toward Activist Investors? By Steve Quinlivan on 10/28/2016 … Continue Reading The SEC’s Proposed Universal Proxy Rule: Beneficial to Shareholders or Tilting the Result toward Activist Investors?
ISS Launches 2017 ISS Benchmark Policy Comment Period By Steve Quinlivan on 10/27/2016 … Continue Reading ISS Launches 2017 ISS Benchmark Policy Comment Period
CFTC Extends Exemptions of RTO Energy Products to Bar Private Rights of Action By Steve Quinlivan on 10/24/2016 … Continue Reading CFTC Extends Exemptions of RTO Energy Products to Bar Private Rights of Action
SEC Exams Looking for Whistleblower Violations By Steve Quinlivan on 10/24/2016 … Continue Reading SEC Exams Looking for Whistleblower Violations
The SEC’s Universal Proxy Rulemaking: History & What to Expect By Steve Quinlivan on 10/23/2016 … Continue Reading The SEC’s Universal Proxy Rulemaking: History & What to Expect
Corp Fin Issues Three New and Revised Interpretations of the Securities Act Rules By Steve Quinlivan on 10/20/2016 … Continue Reading Corp Fin Issues Three New and Revised Interpretations of the Securities Act Rules
Bank Regulators Issue Notice of Proposed Rulemaking on Enhanced Cyber Risk Management Standards By Steve Quinlivan on 10/19/2016 … Continue Reading Bank Regulators Issue Notice of Proposed Rulemaking on Enhanced Cyber Risk Management Standards
Bipartisan Members of Congress and NASAA Declare Support for SEC’s Proposed Modernization of Rules to Facilitate Intrastate Crowdfunding Offerings By Steve Quinlivan on 10/19/2016 … Continue Reading Bipartisan Members of Congress and NASAA Declare Support for SEC’s Proposed Modernization of Rules to Facilitate Intrastate Crowdfunding Offerings