Steve Quinlivan

SEC Publishes FAQs on Pay Ratio Rule

By Steve Quinlivan on 10/18/2016

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CFTC Extends Swap Dealer De Minimis Phase-In Period

By Steve Quinlivan on 10/13/2016

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SEC Says Mobile Phone Game is an Illegal Security-Based Swap

By Steve Quinlivan on 10/13/2016

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SEC Brings Second Whistleblower Retaliation Case

By Steve Quinlivan on 09/29/2016

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SEC’s Proposed Rules for Expedited Settlement May Impact Long-Standing Exception for Firm Commitment Offerings

By Steve Quinlivan on 09/29/2016

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SEC Enforcement Actions for Failure to Report Sales of Unregistered Securities

By Steve Quinlivan on 09/27/2016

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SEC Sends Another Message on Section 16 Filings

By Steve Quinlivan on 09/25/2016

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OSHA Addresses Sarbanes-Oxley Whistleblower Releases

By Steve Quinlivan on 09/24/2016

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SDNY Awards Front Pay in Sarbanes-Oxley Whistleblower Retaliation Case

By Steve Quinlivan on 09/21/2016

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SEC Suspends Regulation A+ Offering

By Steve Quinlivan on 09/16/2016

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