Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Pay Ratio Disclosures Begin to Appear in Proxy Statements
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CFTC Proposes Guidance Clarifying that Certain Electric Capacity and Natural Gas Peaking Contracts are not “Swaps”
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DOJ Launches New FCPA Pilot Program
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CFTC Collects $2.69 Million in Spoofing Action
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FinCEN Proposes Amendments to Bank Secrecy Act to Cover Crowdfunding Portals
By Steve Quinlivan on
Apple’s Conflict Minerals Smelters Nearly 100% Audited
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Are Activist Investors Risk Factors?
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GAO Says Financial Regulatory Structure is Fragmented and Inefficient
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Three Bills Introduced in the U.S. House of Representatives Concerning Access to Capital Markets
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