Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Fix Crowdfunding Act Improves JOBS Act
By Steve Quinlivan on
The SMARTER Act Passes U.S. House of Representatives Vote, Seeks to Harmonize FTC and DOJ Procedures for Challenging Unconsummated M&A Transactions
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Shareholder Proponent Says “Substantial Implementation” Will Backfire
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SEC Issues Guidance on Description of Shareholder Proposals on Proxy Cards
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Brokaw Act to Increase Transparency of Activist Hedge Funds
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OFR Issues Report on Life Insurers Use of Captives
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Challenge to Risk Retention Rules Sent to District Court
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CFTC Eliminates Certain Trade Option Reporting and Recordkeeping Requirements for End Users
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CFTC Provides Delivery Method for Volcker Rule CEO Attestation
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