NYC Comptroller Announces 2016 Proxy Access Shareholder Proposals By Steve Quinlivan on 01/12/2016 … Continue Reading NYC Comptroller Announces 2016 Proxy Access Shareholder Proposals
Court Tosses Dodd-Frank Retaliation Claim – No Proof of Whistleblowing or Retaliation By Steve Quinlivan on 01/06/2016 … Continue Reading Court Tosses Dodd-Frank Retaliation Claim – No Proof of Whistleblowing or Retaliation
Court Dismisses Case Requesting SEC be Required to Adopt Rules Regarding Disclosure of Political Contributions By Steve Quinlivan on 01/05/2016 … Continue Reading Court Dismisses Case Requesting SEC be Required to Adopt Rules Regarding Disclosure of Political Contributions
NYSE Exempts Early Stage Companies From Having to Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties By Steve Quinlivan on 01/04/2016 … Continue Reading NYSE Exempts Early Stage Companies From Having to Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties
GAO Report Addresses Impact of Dodd-Frank on Community Banks, Credit Unions and Systemically Important Institutions By Steve Quinlivan on 12/31/2015 … Continue Reading GAO Report Addresses Impact of Dodd-Frank on Community Banks, Credit Unions and Systemically Important Institutions
Court Rejects Private Equity Group’s Claims on Put Price in LLC Agreement By Steve Quinlivan on 12/30/2015 … Continue Reading Court Rejects Private Equity Group’s Claims on Put Price in LLC Agreement
Nasdaq Seeks to Permit Issuers to Regain Compliance Before Delisting for Failure to Hold Annual Meeting By Steve Quinlivan on 12/23/2015 … Continue Reading Nasdaq Seeks to Permit Issuers to Regain Compliance Before Delisting for Failure to Hold Annual Meeting
SEC Release on Transfer Agents Addresses Restricted Securities and Crowdfunding By Steve Quinlivan on 12/22/2015 … Continue Reading SEC Release on Transfer Agents Addresses Restricted Securities and Crowdfunding
Legislators Say SEC Can Work on Political Spending Disclosures By Steve Quinlivan on 12/22/2015 … Continue Reading Legislators Say SEC Can Work on Political Spending Disclosures
CFTC Beats Kraft’s Motion to Dismiss on Novel Claim By Steve Quinlivan on 12/22/2015 … Continue Reading CFTC Beats Kraft’s Motion to Dismiss on Novel Claim