Steve Quinlivan

SEC Says Self-Reporting Required for Deferred Prosecution or Non-Prosecution Agreement

By Steve Quinlivan on 11/17/2015

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SEC Updates EDGAR to Accommodate Regulation Crowdfunding

By Steve Quinlivan on 11/16/2015

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MSRB Publishes Compliance Advisory for Municipal Advisors

By Steve Quinlivan on 11/13/2015

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Continue Reading MSRB Publishes Compliance Advisory for Municipal Advisors

SEC Finalizes Regulation Crowdfunding – Additional Funding Portal Requirements

By Steve Quinlivan on 11/12/2015

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Continue Reading SEC Finalizes Regulation Crowdfunding – Additional Funding Portal Requirements

MSRB Considering T+2 for Munis

By Steve Quinlivan on 11/11/2015

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SEC Finalizes Regulation Crowdfunding – Issuer Requirements

By Steve Quinlivan on 11/10/2015

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Continue Reading SEC Finalizes Regulation Crowdfunding – Issuer Requirements

MSRB to Implement Gifts Rule for Municipal Advisors

By Steve Quinlivan on 11/09/2015

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En Banc Rehearing of Conflict Minerals Case Denied

By Steve Quinlivan on 11/09/2015

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SEC Finalizes Regulation Crowdfunding — Capital Raising and Investment Limitations

By Steve Quinlivan on 11/09/2015

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Continue Reading SEC Finalizes Regulation Crowdfunding — Capital Raising and Investment Limitations

SEC Charges Private Equity Sponsor for Failure to Disclose Conflicted Transactions

By Steve Quinlivan on 11/05/2015

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Continue Reading SEC Charges Private Equity Sponsor for Failure to Disclose Conflicted Transactions