
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Municipal Advisors


MSRB Warns Municipalities, Underwriters and Municipal Advisors about Selective Disclosure
By Steve Quinlivan on

SEC Brings First Action under Dodd-Frank Municipal Advisor Antifraud Rules
By Steve Quinlivan on

SEC Brings First Ever Charges Against Municipal Advisors
By Steve Quinlivan on

T+2 Settlement Gathers Momentum
By Jill Radloff on

MSRB Publishes Compliance Advisory for Municipal Advisors
By Steve Quinlivan on

MSRB to Implement Gifts Rule for Municipal Advisors
By Steve Quinlivan on

SEC Provides Guidance on Definition of “Spouse” and “Marriage”
By Steve Quinlivan on

MSRB Provides Guidance on Developing Supervision and Compliance Programs for Municipal Advisors
By Jill Radloff on

MSRB Moves Foward Professional Qualification Standards For Municipal Advisors
By Jill Radloff on