Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Banking
GAO Study on Proprietary Trading
By Steve Quinlivan on
CFPB Outlines Bank Supervision Approach
By Steve Quinlivan on
CFTC: If Rule 10b-5 Works For the SEC, It Should Work For Us Too (And Maybe We’ll Win More Than One Case Every 35 Years)
By Steve Quinlivan on
Final Rules Permit FDIC to Clawback Compensation Based on Negligence for Covered Financial Companies
By Steve Quinlivan on
Federal Reserve and FTC Issue Final Rules to Implement the Credit Score Disclosure Requirements of the Dodd-Frank Act
By Steve Quinlivan on
CFPB Seeks Public Input on Key Element of Nonbank Supervision Program
By Steve Quinlivan on
CFTC Proposes to Postpone the Effective Date of Numerous Swap Trading Provisions
By Steve Quinlivan on
Agencies Adopt a Final Rule to Establish a Risk-Based Capital Floor
By Steve Quinlivan on
Agencies Seek Comment on Stress Testing Guidance
By Steve Quinlivan on