SEC Rulemaking Schedule Addresses Derivatives Trading By Steve Quinlivan on 09/19/2010 … Continue Reading SEC Rulemaking Schedule Addresses Derivatives Trading
SEC Proposes Rules on Window Dressing By Steve Quinlivan on 09/17/2010 … Continue Reading SEC Proposes Rules on Window Dressing
CFTC Speaks on Grandfather Petitions By Steve Quinlivan on 09/10/2010 … Continue Reading CFTC Speaks on Grandfather Petitions
micval33 SEC to Propose Rules on Disclosures Related to Short-Term Borrowings By Steve Quinlivan on 09/10/2010 … Continue Reading SEC to Propose Rules on Disclosures Related to Short-Term Borrowings
CFTC to Publish All Outside Meetings Regarding Implementation of Dodd-Frank By Steve Quinlivan on 09/08/2010 … Continue Reading CFTC to Publish All Outside Meetings Regarding Implementation of Dodd-Frank
micval33 SEC, CFTC To Host Joint September Roundtables On Swap and Security-Based Swap Matters By Steve Quinlivan on 09/08/2010 … Continue Reading SEC, CFTC To Host Joint September Roundtables On Swap and Security-Based Swap Matters
Municipal Advisers Must Register With the SEC by October 1 By Steve Quinlivan on 09/02/2010 … Continue Reading Municipal Advisers Must Register With the SEC by October 1
FDIC Commences Roundtable Discussions on the Dodd-Frank Act By Steve Quinlivan on 09/01/2010 … Continue Reading FDIC Commences Roundtable Discussions on the Dodd-Frank Act
micval33 CFTC Issues Final Rules on Retail Forex Trading By Steve Quinlivan on 09/01/2010 … Continue Reading CFTC Issues Final Rules on Retail Forex Trading
CFTC Seeks Across-the-Board Public Input on Rules By Steve Quinlivan on 08/31/2010 … Continue Reading CFTC Seeks Across-the-Board Public Input on Rules