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No Action Letter Allows M&A Brokers to Receive Transaction-Based Compensation

By David Jenson on 02/05/2014

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FINRA Proposes Changes to Corporate Financing Rules

By Steve Quinlivan on 01/24/2014

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SEC Grants Second Rule 506 Bad Actor Waiver

By David Jenson on 01/11/2014

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New Rule 506 FAQs: 20% Beneficial Owners, 506(e) Disclosure

By David Jenson on 01/04/2014

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Summary of Proposed Amendments to Regulation A

By David Jenson, Jill Radloff & Steve Quinlivan on 12/30/2013

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Volcker Rule Has Vague Guidance About Prohibited Compensation

By Steve Quinlivan on 12/10/2013

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PCAOB Reproposes Rule Requiring Engagement Partner to be Named in Audit Report

By Steve Quinlivan on 12/04/2013

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Rule 506 FAQs: Some Answers, Some New Questions

By David Jenson on 12/04/2013

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SEC Chair Discusses Potential Changes to Accredited Investor Definition

By David Jenson on 11/19/2013

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Updated Jobs Act Resources

By David Jenson on 11/14/2013

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