CFTC Proposes Modifications to Aggregation Provisions of Position Limits Rule By Steve Quinlivan on 05/19/2012 … Continue Reading CFTC Proposes Modifications to Aggregation Provisions of Position Limits Rule
CFTC Announces Proposed Rulemaking Schedule By Steve Quinlivan on 05/10/2012 … Continue Reading CFTC Announces Proposed Rulemaking Schedule
CFTC and SEC Approve Final Rule Defining “Swap Dealer” By Steve Quinlivan on 04/18/2012 … Continue Reading CFTC and SEC Approve Final Rule Defining “Swap Dealer”
SEC Staff Analysis of Market Data Related to Credit Default Swap Transactions By Steve Quinlivan on 03/16/2012 … Continue Reading SEC Staff Analysis of Market Data Related to Credit Default Swap Transactions
CFTC Issues Final Internal Business Conduct Rules for Swap Dealers—Commissioners O’Malia and Sommers Are Not Impressed By Steve Quinlivan on 02/23/2012 … Continue Reading CFTC Issues Final Internal Business Conduct Rules for Swap Dealers—Commissioners O’Malia and Sommers Are Not Impressed
CFTC Eliminates Key Exemption From Registration as a Commodity Pool Operator By Steve Quinlivan on 02/13/2012 … Continue Reading CFTC Eliminates Key Exemption From Registration as a Commodity Pool Operator
Plaintiffs Challenging CFTC Position Limits Dealt Set Back By Steve Quinlivan on 01/24/2012 … Continue Reading Plaintiffs Challenging CFTC Position Limits Dealt Set Back
CFTC Approves Final Rules Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants By Steve Quinlivan on 01/12/2012 … Continue Reading CFTC Approves Final Rules Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants
CFTC Approves Final Regulations Regarding Registration of Swap Dealers and Major Swap Participants By Steve Quinlivan on 01/11/2012 … Continue Reading CFTC Approves Final Regulations Regarding Registration of Swap Dealers and Major Swap Participants