Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Derivatives
CFTC Reopens and Extends Comment Periods for Numerous Swap Rulemakings
By Steve Quinlivan on
CFTC Provides Guidance on Exclusion of Forward Contracts from Definition of “Swap”
By Steve Quinlivan on
Ordinary Consumer and Commercial Transactions Are Not Swaps Under Dodd-Frank
By Steve Quinlivan on
Treasury Proposes to Exempt FX Swaps and Forwards From Dodd-Frank
By Steve Quinlivan on
CFTC Proposes Capital Requirements for Swap Dealers and Major Swap Participants
By Steve Quinlivan on
CFTC Commissioner Says No Dodd-Frank Delay Is Necessary
By Steve Quinlivan on
CFTC and Bank Regulators Propose Capital & Margin Rules for Swap Dealers and Major Swap Participants
By Steve Quinlivan on
CFTC Takes Early Enforcement Action Against “Spoofing” in Derivatives Markets
By Steve Quinlivan on
Joint CFTC and SEC Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives
By Steve Quinlivan on