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Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Employment
SEC Issues FAQs on Compensation Plan Proposals Included in Proxy Statements
By Steve Quinlivan on
Fintech Company Subject to SEC Enforcement Action for Exceeding Rule 701 Option Grant Limit
By Steve Quinlivan on
SEC Invites Regulated Entities to Voluntarily Submit Self-Assessments of Diversity Policies and Practices
By Steve Quinlivan on
Initial Tax Disclosures Regarding 162(m) in Proxy Statements
By Steve Quinlivan on
New Tax Act Disclosures, Explanations and Examples
By Steve Quinlivan on
ISS Updates FAQs for 2018 Proxy Season
By Steve Quinlivan on
Director Discretionary Compensation Awards Tested by Entire Fairness Standard According to Delaware Supreme Court
By Steve Quinlivan on
ISS Seeks Comment on Updated Policies Including Gender Pay Gap
By cateheavenyoung & Steve Quinlivan on
CPA Can’t be a Whistleblower for Non-Public Entities
By Steve Quinlivan on