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SEC Grants Second Rule 506 Bad Actor Waiver

By David Jenson on 01/11/2014

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SEC Uses Risk Analytics to Nab Hedge Fund

By Steve Quinlivan on 12/12/2013

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Rule 506 FAQs: Some Answers, Some New Questions

By David Jenson on 12/04/2013

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SEC Gives Guidance on Venture Capital Exemption

By Steve Quinlivan on 12/02/2013

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First Pay-to-Play Exemption Becomes Effective for Hedge Fund

By Steve Quinlivan on 11/21/2013

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SEC Chair Discusses Potential Changes to Accredited Investor Definition

By David Jenson on 11/19/2013

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Updated Jobs Act Resources

By David Jenson on 11/14/2013

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Hedge Fund Administrator Enters Into First Individual Deferred Prosecution Agreement with SEC

By Jill Radloff on 11/12/2013

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SEC Charges Manager of Private Equity Fund With Violation of the Custody Rule

By Steve Quinlivan on 11/11/2013

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SEC Provides Guidance on Definition of “Qualified Client”

By Steve Quinlivan on 11/06/2013

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