Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Litigation
CFPB Finalizes Non-Binding “No-Action Letter” Policy
By Zane Gilmer on
SEC Enters Into First Deferred Prosecution Agreement with an Individual for FCPA Violation
By Steve Quinlivan on
SEC Brings $11,000 SOX Clawback Action
By Steve Quinlivan on
Yahoo! Compensation Litigation – History May Not Repeat Itself but it Often Rhymes
By Steve Quinlivan on
CFPB and DOJ Continue Aggressive and Controversial Enforcement Efforts Against Indirect Auto Lenders with Enforcement Action Against Toyota Motor Credit Corporation
By Zane Gilmer on
House of Representatives Issues Part II of Report Criticizing CFPB’s Auto Lending Enforcement Efforts
By Zane Gilmer on
CFPB Releases Monthly Complaint Report for December 2015 and Highlights New York Metro Area Complaints
By Zane Gilmer on
CFPB’s First Public Enforcement Action of 2016 is Against Colorado Auto Sales Company
By Zane Gilmer on
Settlement with an Activist Investor is not a Defensive Measure
By Steve Quinlivan on