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SEC Has No Plans to Change the Way Administrative Judges Are Appointed (For Now)

By Steve Quinlivan on 06/16/2015

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Continue Reading SEC Has No Plans to Change the Way Administrative Judges Are Appointed (For Now)

SEC to Appeal Preliminary Injunction Blocking Administrative Proceeding

By Steve Quinlivan on 06/15/2015

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Continue Reading SEC to Appeal Preliminary Injunction Blocking Administrative Proceeding

Court Enters Preliminary Injunction Against SEC Administrative Proceeding

By Steve Quinlivan on 06/08/2015

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Continue Reading Court Enters Preliminary Injunction Against SEC Administrative Proceeding

Kraft Moves to Dismiss Novel CFTC Manipulation Claim

By Steve Quinlivan on 06/02/2015

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Continue Reading Kraft Moves to Dismiss Novel CFTC Manipulation Claim

Exercising Registration Rights Did Not Violate Fiduciary Duties

By Steve Quinlivan on 05/28/2015

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Continue Reading Exercising Registration Rights Did Not Violate Fiduciary Duties

Montana Joins Massachusetts in Regulation A+ Challenge

By Steve Quinlivan on 05/27/2015

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Massachusetts Moves to Block Regulation A+

By Steve Quinlivan on 05/26/2015

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And Now Bad Actor Waivers for Forward-Looking Statements

By Steve Quinlivan on 05/21/2015

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Continue Reading And Now Bad Actor Waivers for Forward-Looking Statements

Does the SEC Want Issuers to Self-Report Everything?

By Steve Quinlivan on 05/20/2015

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CFPB Takes Action Against PayPal for Allegedly Signing Up Consumers for Unwanted Online Credit

By Steve Quinlivan on 05/19/2015

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Continue Reading CFPB Takes Action Against PayPal for Allegedly Signing Up Consumers for Unwanted Online Credit