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SEC Waives Rule and Reverses Course to Grant Whistleblower Windfall

By Steve Quinlivan on 07/31/2014

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New Decision Bodes Well for SEC in Conflict Minerals Case

By Steve Quinlivan on 07/29/2014

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Hedge Fund COO Makes Admissions in SEC Settlement

By Steve Quinlivan on 07/28/2014

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8th Circuit to Determine Scope of Dodd-Frank Whistleblower Claim

By Steve Quinlivan on 07/22/2014

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When is a Consultant an Executive Officer? – SEC Brings Another Case

By Steve Quinlivan on 07/16/2014

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Examples of Fee Shifting By-Laws

By Steve Quinlivan on 07/12/2014

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SEC: Don’t Ignore the Habitually Wrong Whistleblower

By Steve Quinlivan on 06/24/2014

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Integrated Private Equity Firms Charged With Failure to Register and Pay-to-Play Violations

By Steve Quinlivan on 06/20/2014

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Dodd-Frank Whistleblower Protections Do Not Apply to Banking Laws

By Jill Radloff on 06/17/2014

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Don’t Ask a Whistleblower to Investigate the Conduct Reported to the SEC

By Steve Quinlivan on 06/16/2014

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