Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Municipal Advisors
MSRB Requests Comment on Municipal Advisor Rules on Written Communications and Disclosures
By Steve Quinlivan on
MSRB Proposes Groundbreaking Rules on Obligations of Municipal Securities Underwriters to Government Bond Issuers
By Steve Quinlivan on
MSRB Files Proposal to Establish Interim Municipal Advisor Assessment
By Steve Quinlivan on
MSRB Adopts Dealer Role-Switching Prohibition to Eliminate Conflict of Interest in Municipal Securities Underwriting
By Steve Quinlivan on
MSRB Requests Comment on Supervisory Rule for Municipal Advisors
By Steve Quinlivan on
MSRB Holds Meeting to Consider Dodd-Frank Related Rules
By Steve Quinlivan on
How to Get Out of the Municipal Advisory Business
By Steve Quinlivan on
MSRB Publishes Draft Rule Governing Gifts and Gratuities by Municipal Advisors
By Steve Quinlivan on
MSRB Requests Comments on a Draft Rule and Interpretive Notices for Municipal Advisors
By Steve Quinlivan on