Pending Legislation Would Streamline Regulation of Private Equity By Steve Quinlivan on 06/17/2016 … Continue Reading Pending Legislation Would Streamline Regulation of Private Equity
SEC Charges Private Equity Advisor for Acting as an Unregistered Broker By Steve Quinlivan on 06/01/2016 … Continue Reading SEC Charges Private Equity Advisor for Acting as an Unregistered Broker
SEC Enforcement Chief Gives Update on Private Equity By Steve Quinlivan on 05/15/2016 … Continue Reading SEC Enforcement Chief Gives Update on Private Equity
Three Bills Introduced in the U.S. House of Representatives Concerning Access to Capital Markets By Steve Quinlivan on 03/29/2016 … Continue Reading Three Bills Introduced in the U.S. House of Representatives Concerning Access to Capital Markets
Seller’s Disclaimer of Extracontractual Representations Is Not Enough To Preclude a Fraud Claim By Steve Quinlivan on 02/23/2016 … Continue Reading Seller’s Disclaimer of Extracontractual Representations Is Not Enough To Preclude a Fraud Claim
Three Bills Proposing Amendments to the Federal Securities Laws Gain Traction in Congress By Steve Quinlivan on 02/03/2016 … Continue Reading Three Bills Proposing Amendments to the Federal Securities Laws Gain Traction in Congress
SEC 2016 Examination Priorities for Private Equity and Hedge Funds By Steve Quinlivan on 01/14/2016 … Continue Reading SEC 2016 Examination Priorities for Private Equity and Hedge Funds
Court Rejects Private Equity Group’s Claims on Put Price in LLC Agreement By Steve Quinlivan on 12/30/2015 … Continue Reading Court Rejects Private Equity Group’s Claims on Put Price in LLC Agreement
SEC Warns on Outsourced Chief Compliance Officers By Steve Quinlivan on 11/30/2015 … Continue Reading SEC Warns on Outsourced Chief Compliance Officers