Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities

The Dodd-Frank Act Expands Whistleblower Bounties
By David Jenson on

CFTC Seeks Comment Regarding Agricultural Swaps
By Steve Quinlivan on

Be Careful What You Tell the Rating Agencies – Regulation FD Revised
By Steve Quinlivan on

SEC Approves NASDAQ Rule on Uninstructed Shares
By Steve Quinlivan on

PCAOB, GAAS and Broker-Dealers
By Steve Quinlivan on

Schapiro on Security-Based Swaps
By Steve Quinlivan on

Panel Predicts Limited Use of the New Shareholder Proxy Access Rules
By David Jenson on

More 14a-11 Examples
By Steve Quinlivan on

SEC Releases Rulemaking Schedule
By David Jenson on