Public Companies and Securities

Subscribe to Public Companies and Securities via RSS

SEC Publishes Regulation A+ Statistics

By Steve Quinlivan on 12/31/2016

…
Continue Reading SEC Publishes Regulation A+ Statistics

Delaware Court Addresses Fee-Shifting Bylaw

By Steve Quinlivan on 12/28/2016

…
Continue Reading Delaware Court Addresses Fee-Shifting Bylaw

ISS Provides Updated Compensation Plan and Executive Compensation FAQs

By Steve Quinlivan on 12/19/2016

…
Continue Reading ISS Provides Updated Compensation Plan and Executive Compensation FAQs

Legislation Creating Small Business Advocacy within the SEC Heading to the President’s Desk

By David Jenson on 12/12/2016

…
Continue Reading Legislation Creating Small Business Advocacy within the SEC Heading to the President’s Desk

New Corp Fin CDIs Clarify QIB Status for Rule 144A Offerings

By Steve Quinlivan on 12/09/2016

…
Continue Reading New Corp Fin CDIs Clarify QIB Status for Rule 144A Offerings

SEC Finds Pre-IPO Transactions Were Unlawful Security-Based Swaps

By Steve Quinlivan on 12/06/2016

…
Continue Reading SEC Finds Pre-IPO Transactions Were Unlawful Security-Based Swaps

The Domestic Corrupt Practices Act Arrives According to the SEC

By Steve Quinlivan on 12/02/2016

…
Continue Reading The Domestic Corrupt Practices Act Arrives According to the SEC

GAMCO Folds on Rejection of Proxy Access Nominee

By Steve Quinlivan on 11/28/2016

…
Continue Reading GAMCO Folds on Rejection of Proxy Access Nominee

First Proxy Access Nominee Rejected

By Steve Quinlivan on 11/25/2016

…
Continue Reading First Proxy Access Nominee Rejected

Conflict Minerals Legislation Coming to the EU

By Steve Quinlivan on 11/24/2016

…
Continue Reading Conflict Minerals Legislation Coming to the EU