Public Companies and Securities

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SEC Approves PCAOB Rule Requiring Audit Partners to be Identified

By Steve Quinlivan on 05/09/2016

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SEC Opinion Examines Reasonable Belief and Accredited Investor Status

By Steve Quinlivan on 05/08/2016

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NASAA Requests Comments on Proposed Policy Allowing Use of Electronic Offering Documents and Electronic Signatures

By Steve Quinlivan on 05/06/2016

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SEC Finalizes Rules Implementing JOBS Act and FAST Act Provisions Concerning Exchange Act Registration Thresholds

By Steve Quinlivan on 05/03/2016

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Fair Access to Investment Research Act of 2016 Passes Muster in U.S. House of Representatives

By Steve Quinlivan on 05/02/2016

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HALOS Act Passes Vote in U.S. House of Representatives

By Steve Quinlivan on 04/28/2016

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OFR Analyzes Changes in Regulatory Use of Credit Ratings Since Dodd-Frank

By Steve Quinlivan on 04/24/2016

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Does the Dodd-Frank Compensation Clawback Make Sense?

By Steve Quinlivan on 04/19/2016

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Internal Pay Equity Disclosures: Ratio of CEO Pay to Other NEOs

By Steve Quinlivan on 04/16/2016

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2016 Business Law Update

By David Jenson on 04/15/2016

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