Brokaw Act to Increase Transparency of Activist Hedge Funds By Steve Quinlivan on 03/21/2016 … Continue Reading Brokaw Act to Increase Transparency of Activist Hedge Funds
SEC Permits Investment Adviser to Submit Shareholder Proposal on Behalf of Client By Steve Quinlivan on 03/11/2016 … Continue Reading SEC Permits Investment Adviser to Submit Shareholder Proposal on Behalf of Client
T+2 Settlement Gathers Momentum By Jill Radloff on 03/09/2016 … Continue Reading T+2 Settlement Gathers Momentum
SEC Gives Board Chair a DPA for Failing to Correct Press Releases By Steve Quinlivan on 03/09/2016 … Continue Reading SEC Gives Board Chair a DPA for Failing to Correct Press Releases
micval33 House Committee on Financial Services Reports Favorably on the HALOS Act By Steve Quinlivan on 03/05/2016 … Continue Reading House Committee on Financial Services Reports Favorably on the HALOS Act
Proposed Legislation Expands Whistleblower Protections By Steve Quinlivan on 03/05/2016 … Continue Reading Proposed Legislation Expands Whistleblower Protections
U.S. Senate and House Members Urge SEC to Require Further Board Nominee Diversity Disclosures By Steve Quinlivan on 03/02/2016 … Continue Reading U.S. Senate and House Members Urge SEC to Require Further Board Nominee Diversity Disclosures
Proxy Access: What do the Shareholders Want? By Steve Quinlivan on 03/02/2016 … Continue Reading Proxy Access: What do the Shareholders Want?
NYSE to Require Foreign Private Issuers to File Semiannual Financial Statements on Form 6-K By Steve Quinlivan on 02/22/2016 … Continue Reading NYSE to Require Foreign Private Issuers to File Semiannual Financial Statements on Form 6-K
SEC Enters Into First Deferred Prosecution Agreement with an Individual for FCPA Violation By Steve Quinlivan on 02/18/2016 … Continue Reading SEC Enters Into First Deferred Prosecution Agreement with an Individual for FCPA Violation