SEC Chair White Warns on Fee Shifting Bylaws By Steve Quinlivan on 03/19/2015 … Continue Reading SEC Chair White Warns on Fee Shifting Bylaws
2nd Circuit Upholds SEC’s Denial of Whistleblower Award By Steve Quinlivan on 03/15/2015 … Continue Reading 2nd Circuit Upholds SEC’s Denial of Whistleblower Award
SEC Issues Policy on Bad Actor Waivers By Steve Quinlivan on 03/14/2015 … Continue Reading SEC Issues Policy on Bad Actor Waivers
SEC Charges 13D Filers With Failure to Disclose Going Private Plans By Steve Quinlivan on 03/14/2015 … Continue Reading SEC Charges 13D Filers With Failure to Disclose Going Private Plans
Say-On-Pay Vote Did Not Create Disclosure Obligation By Steve Quinlivan on 03/10/2015 … Continue Reading Say-On-Pay Vote Did Not Create Disclosure Obligation
Court Finds SEC Administrative Proceeding Constitutional By Steve Quinlivan on 03/07/2015 … Continue Reading Court Finds SEC Administrative Proceeding Constitutional
More Examples of Social Media in M&A Transactions By Steve Quinlivan on 03/05/2015 … Continue Reading More Examples of Social Media in M&A Transactions
Three Dodd-Frank Whistleblower Anti-Retaliation Claims Fail By Steve Quinlivan on 03/03/2015 … Continue Reading Three Dodd-Frank Whistleblower Anti-Retaliation Claims Fail
Supreme Court Interprets Sarbanes-Oxley Evidence Destruction Provisions By Steve Quinlivan on 02/25/2015 … Continue Reading Supreme Court Interprets Sarbanes-Oxley Evidence Destruction Provisions
ISS Speaks: Proxy Access, Fee Shifting By-laws and More By Steve Quinlivan on 02/19/2015 … Continue Reading ISS Speaks: Proxy Access, Fee Shifting By-laws and More