Public Companies and Securities

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Verifying Accredited Investors in Public Rule 506 Offerings: SIFMA Guidance

By David Jenson on 06/28/2014

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SEC: Don’t Ignore the Habitually Wrong Whistleblower

By Steve Quinlivan on 06/24/2014

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Continue Reading SEC: Don’t Ignore the Habitually Wrong Whistleblower

SEC Orders Exchanges and FINRA to Submit Tick Size Pilot Program

By Steve Quinlivan on 06/24/2014

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Congress and Industry Want Resource Extraction Rules Finalized

By Jill Radloff on 06/14/2014

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Report Indicates Armed Groups Cede Control of Conflict Minerals Mines in Congo

By Steve Quinlivan on 06/12/2014

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Tell the Comp Committee and Consultants the Auditors Will be Calling

By Steve Quinlivan on 06/11/2014

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Shareholder Lawsuit About Compensation Plan Derails Annual Meeting

By Jill Radloff on 06/06/2014

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Public Companies: Board Should Review End-User Swap Approvals Annually

By Steve Quinlivan on 06/04/2014

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SEC Seeks Rehearing of Conflict Minerals Decision

By Steve Quinlivan on 05/31/2014

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Intel Files Conflict Minerals Report

By Steve Quinlivan on 05/22/2014

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