Public Companies and Securities

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SEC Removes References to NRSRO Ratings in Certain Rules and Forms

By Steve Quinlivan on 01/04/2014

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New Rule 506 FAQs: 20% Beneficial Owners, 506(e) Disclosure

By David Jenson on 01/04/2014

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Summary of Proposed Amendments to Regulation A

By David Jenson, Jill Radloff & Steve Quinlivan on 12/30/2013

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SEC Grants First Rule 506 Bad Actor Waiver

By Steve Quinlivan on 12/06/2013

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PCAOB Reproposes Rule Requiring Engagement Partner to be Named in Audit Report

By Steve Quinlivan on 12/04/2013

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Rule 506 FAQs: Some Answers, Some New Questions

By David Jenson on 12/04/2013

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Nasdaq Proposes Changes to Compensation Committee Independence Requirements

By Jill Radloff on 12/02/2013

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D&O Questionnaire Update Forms for 2014

By David Jenson, Jill Radloff & Steve Quinlivan on 12/01/2013

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The Meaning of “DRC Conflict Undeterminable”

By Jill Radloff on 11/22/2013

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Representatives Object to Exemption From Resource Extraction Rule Disclosures

By Steve Quinlivan on 11/19/2013

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