Major Banks Agree to Temporarily Stay Swap Termination Under ISDA Protocol By Steve Quinlivan on 10/12/2014 … Continue Reading Major Banks Agree to Temporarily Stay Swap Termination Under ISDA Protocol
It’s Going to be Harder to Sell Unregistered Securities By Steve Quinlivan on 10/09/2014 … Continue Reading It’s Going to be Harder to Sell Unregistered Securities
Tulane Releases Study on First-Year Conflict Minerals Filings By Steve Quinlivan on 10/07/2014 … Continue Reading Tulane Releases Study on First-Year Conflict Minerals Filings
MD&A Rules Do Not Create Rule 10b-5 Disclosure Obligation By Steve Quinlivan on 10/06/2014 … Continue Reading MD&A Rules Do Not Create Rule 10b-5 Disclosure Obligation
CFTC Finalizes Rule to Exclude Swaps with Municipal Utilities From $25 Million De Minimis Swap Dealer Threshold By Steve Quinlivan on 10/06/2014 … Continue Reading CFTC Finalizes Rule to Exclude Swaps with Municipal Utilities From $25 Million De Minimis Swap Dealer Threshold
Hedge Fund and its Partner and Lawyer Fail on Motion to Dismiss for Breach of Fiduciary Duty By Steve Quinlivan on 10/05/2014 … Continue Reading Hedge Fund and its Partner and Lawyer Fail on Motion to Dismiss for Breach of Fiduciary Duty
SEC Says Use IP Addresses to Control Intrastate Offerings By Steve Quinlivan on 10/02/2014 … Continue Reading SEC Says Use IP Addresses to Control Intrastate Offerings
Federal Insurance Office Issues Second Annual Report By Steve Quinlivan on 09/28/2014 … Continue Reading Federal Insurance Office Issues Second Annual Report
GAO Says CFPB Needs to Improve Data Privacy and Security By Jill Radloff on 09/25/2014 … Continue Reading GAO Says CFPB Needs to Improve Data Privacy and Security
CEO Hit With Sarb-Ox Clawback By Steve Quinlivan on 09/24/2014 … Continue Reading CEO Hit With Sarb-Ox Clawback