Hedge Fund COO Makes Admissions in SEC Settlement By Steve Quinlivan on 07/28/2014 … Continue Reading Hedge Fund COO Makes Admissions in SEC Settlement
CFPB Proposes Amendments to Home Mortgage Disclosure Act By Steve Quinlivan on 07/24/2014 … Continue Reading CFPB Proposes Amendments to Home Mortgage Disclosure Act
8th Circuit to Determine Scope of Dodd-Frank Whistleblower Claim By Steve Quinlivan on 07/22/2014 … Continue Reading 8th Circuit to Determine Scope of Dodd-Frank Whistleblower Claim
Examples of Social Media in M&A Transactions By Steve Quinlivan on 07/20/2014 … Continue Reading Examples of Social Media in M&A Transactions
When is a Consultant an Executive Officer? – SEC Brings Another Case By Steve Quinlivan on 07/16/2014 … Continue Reading When is a Consultant an Executive Officer? – SEC Brings Another Case
Due Process Requires US Committee on Foreign Investment to Let the Sunshine In By Steve Quinlivan on 07/16/2014 … Continue Reading Due Process Requires US Committee on Foreign Investment to Let the Sunshine In
Conflict Minerals: SEC Position on Non-Metallic Forms of Tin By Jill Radloff on 07/15/2014 … Continue Reading Conflict Minerals: SEC Position on Non-Metallic Forms of Tin
FSOC = Firing Squad On Capitalism Says SEC Commissioner By Steve Quinlivan on 07/15/2014 … Continue Reading FSOC = Firing Squad On Capitalism Says SEC Commissioner
Examples of Fee Shifting By-Laws By Steve Quinlivan on 07/12/2014 … Continue Reading Examples of Fee Shifting By-Laws
SEC Provides Guidance to Private Equity on Seller Escrows By Steve Quinlivan on 07/10/2014 … Continue Reading SEC Provides Guidance to Private Equity on Seller Escrows