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SEC Issues FAQs on Volcker Rule

By Steve Quinlivan on 06/10/2014

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Shareholder Lawsuit About Compensation Plan Derails Annual Meeting

By Jill Radloff on 06/06/2014

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Public Companies: Board Should Review End-User Swap Approvals Annually

By Steve Quinlivan on 06/04/2014

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CFTC Proposes Rule to Exclude Municipal Utilities from $25 Million De Minimis Swap Dealer Threshold

By Steve Quinlivan on 06/02/2014

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Continue Reading CFTC Proposes Rule to Exclude Municipal Utilities from $25 Million De Minimis Swap Dealer Threshold

SEC Seeks Rehearing of Conflict Minerals Decision

By Steve Quinlivan on 05/31/2014

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Intel Files Conflict Minerals Report

By Steve Quinlivan on 05/22/2014

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When Will the SEC Bring an Action Against a Chief Compliance Officer?

By Steve Quinlivan on 05/21/2014

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CFTC to Make First Whistleblower Award for $240,000 — But Why?

By Steve Quinlivan on 05/20/2014

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SEC Issues Additional FAQs on Engineering Exclusion from Municipal Advisor Rules

By Steve Quinlivan on 05/19/2014

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Mary Jo White Explains Enforcement Action Decisions

By Steve Quinlivan on 05/19/2014

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