Minnesota Public Benefit Corporation Legislation Signed Into Law By David Jenson & Steve Quinlivan on 04/10/2014 … Continue Reading Minnesota Public Benefit Corporation Legislation Signed Into Law
A Bad Turn for Reg A+ and Reg D? By Steve Quinlivan on 04/08/2014 … Continue Reading A Bad Turn for Reg A+ and Reg D?
SEC Issues More FAQs on Conflict Minerals By Steve Quinlivan on 04/07/2014 … Continue Reading SEC Issues More FAQs on Conflict Minerals
OIG Finds Deficiencies in CFPB Supervisory Activities By Steve Quinlivan on 04/07/2014 … Continue Reading OIG Finds Deficiencies in CFPB Supervisory Activities
OSHA Publishes Interim Rule for Handling Whistleblower Retaliation Complaints By Steve Quinlivan on 04/05/2014 … Continue Reading OSHA Publishes Interim Rule for Handling Whistleblower Retaliation Complaints
Case Illustrates Role of 10b5-1 Plans in Securities Litigation By Steve Quinlivan on 04/01/2014 … Continue Reading Case Illustrates Role of 10b5-1 Plans in Securities Litigation
PCAOB Member Disputes Audit Firms’ Tales By Jill Radloff on 04/01/2014 … Continue Reading PCAOB Member Disputes Audit Firms’ Tales
SEC Investment Management Division Provides Social Media Guidance By Steve Quinlivan on 03/31/2014 … Continue Reading SEC Investment Management Division Provides Social Media Guidance
Minnesota Revised Uniform Limited Liability Company Act By Steve Quinlivan on 03/29/2014 … Continue Reading Minnesota Revised Uniform Limited Liability Company Act
Keith Higgins Speaks to JOBS Act Misperceptions: • The staff will not be quick to second guess • “Venture fairs” and “demo days” are not prohibited • Issuers are not expected to comply with the pending Regulation D rule proposal By Steve Quinlivan on 03/28/2014 … Continue Reading Keith Higgins Speaks to JOBS Act Misperceptions: • The staff will not be quick to second guess • “Venture fairs” and “demo days” are not prohibited • Issuers are not expected to comply with the pending Regulation D rule proposal