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Summary of Proposed Amendments to Regulation A

By David Jenson, Jill Radloff & Steve Quinlivan on 12/30/2013

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Government Watch Dogs Disagree On Analysis Associated with Dodd-Frank Rulemaking

By Steve Quinlivan on 12/15/2013

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Federal Insurance Office Releases Modernization Report

By Steve Quinlivan on 12/14/2013

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SEC Uses Risk Analytics to Nab Hedge Fund

By Steve Quinlivan on 12/12/2013

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Volcker Rule Has Vague Guidance About Prohibited Compensation

By Steve Quinlivan on 12/10/2013

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SEC Grants First Rule 506 Bad Actor Waiver

By Steve Quinlivan on 12/06/2013

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Second Recent CFTC “Banging the Close” Case Results in Various CEA Violations, Fines, Trading Bans

By Steve Quinlivan on 12/06/2013

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Whistleblowers Can Now File Complaints Online With OSHA

By Steve Quinlivan on 12/05/2013

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PCAOB Reproposes Rule Requiring Engagement Partner to be Named in Audit Report

By Steve Quinlivan on 12/04/2013

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Rule 506 FAQs: Some Answers, Some New Questions

By David Jenson on 12/04/2013

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