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CFPB to Oversee Nonbank Student Loan Servicers

By Steve Quinlivan on 12/03/2013

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SEC Gives Guidance on Venture Capital Exemption

By Steve Quinlivan on 12/02/2013

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Nasdaq Proposes Changes to Compensation Committee Independence Requirements

By Jill Radloff on 12/02/2013

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CFPB Issues Report on Compliance Costs

By Steve Quinlivan on 12/02/2013

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D&O Questionnaire Update Forms for 2014

By David Jenson, Jill Radloff & Steve Quinlivan on 12/01/2013

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The Meaning of “DRC Conflict Undeterminable”

By Jill Radloff on 11/22/2013

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SEC Issues Credit Rating Agency Independence Study – No Changes Necessary

By Steve Quinlivan on 11/21/2013

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Protecting a Position by “Banging the Close” and “Spoofing” Will Be Penalized – the CFTC

By Steve Quinlivan on 11/21/2013

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First Pay-to-Play Exemption Becomes Effective for Hedge Fund

By Steve Quinlivan on 11/21/2013

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Representatives Object to Exemption From Resource Extraction Rule Disclosures

By Steve Quinlivan on 11/19/2013

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