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Crowdfunding and JOBS Act News Roundup – October 1, 2013

By Steve Quinlivan on 10/01/2013

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SEC Enforcement Doubts Accounting Fraud Has Dropped and What It Is Doing About It

By Jill Radloff on 10/01/2013

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CFTC Responds to FAQ on Commodity Options

By Steve Quinlivan on 09/30/2013

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Office of Financial Research Studies Systematic Risk of Asset Managers

By Steve Quinlivan on 09/30/2013

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Preliminary 2014 Proxy Season Checklist (Updated December 1, 2013)

By Steve Quinlivan on 09/28/2013

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Mary Jo White on Criteria for Seeking Admissions of Wrongdoing and Enforcement Priorities

By Jill Radloff on 09/26/2013

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General Solicitation – Week One – Flying Cars and More

By Steve Quinlivan on 09/25/2013

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Final Municipal Advisor Rules – Advice, Board Members and Engineers

By Steve Quinlivan on 09/21/2013

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SEC Charges Hedge Fund Adviser With Participating in Conflicted Principal Transaction

By Steve Quinlivan on 09/19/2013

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Pay Ratio Disclosures Made Simple

By Steve Quinlivan on 09/18/2013

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