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Petition Submitted to SEC for Alternative Conflict Minerals Reporting

By Steve Quinlivan on 09/12/2013

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Current SEC Priorities Regarding Hedge Fund Managers

By Steve Quinlivan on 09/12/2013

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CFPB Warns Employers Against Exclusive Use of Payroll Cards

By Steve Quinlivan on 09/12/2013

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FERC Chairman’s Letter to Senate Highlights FERC-CFTC Tension and a Voluntary Trader Ban in the JP Morgan $410 Million FERC Settlement

By Steve Quinlivan on 09/12/2013

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Continue Reading FERC Chairman’s Letter to Senate Highlights FERC-CFTC Tension and a Voluntary Trader Ban in the JP Morgan $410 Million FERC Settlement

Spreecast on Reg D and General Solicitation with Bonnie Roe, @joewallin and @brocromanek

By Steve Quinlivan on 09/10/2013

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General Solicitation Under the JOBS Act and Blue Sky Laws

By Steve Quinlivan on 09/09/2013

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Group Identifies Conflict Minerals Report Expectations

By Jill Radloff on 09/08/2013

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Agencies Provide Model Template for Submission of Tailored Resolution Plans

By Steve Quinlivan on 09/06/2013

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CFPB Provides Notice on Duty to Investigate Consumer Credit Report Disputes

By Steve Quinlivan on 09/04/2013

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SEC Will Not Appeal Resource Extraction Decision

By Steve Quinlivan on 09/03/2013

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