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Governor Dayton Signs Investment Adviser Bill

By David Jenson on 05/28/2013

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Fed Issues Study on Interchange Fees for Smaller Debit Card Issuers

By Steve Quinlivan on 05/28/2013

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CFTC’s Final Rule on Disruptive Trading Clarifies Disruptive Trading Practices, including that “Strobing” is Prohibited “Spoofing”

By Steve Quinlivan on 05/24/2013

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Continue Reading CFTC’s Final Rule on Disruptive Trading Clarifies Disruptive Trading Practices, including that “Strobing” is Prohibited “Spoofing”

ISS Charged with Selling Shareholder Vote Data; Agrees to $300,000 Settlement

By David Jenson on 05/24/2013

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Continue Reading ISS Charged with Selling Shareholder Vote Data; Agrees to $300,000 Settlement

Court Finds Internal Reporting by Whistleblower Entitled to Dodd-Frank Protections

By Steve Quinlivan on 05/23/2013

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SEC Provides No-Action Relief on Regulation BTR

By Steve Quinlivan on 05/22/2013

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SEC Commissioner Comments on JOBS Act; Immigration Reform

By David Jenson on 05/21/2013

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Conflict Minerals and Resource Extraction Challenges Proceed on Accelerated Basis

By Steve Quinlivan on 05/21/2013

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Continue Reading Conflict Minerals and Resource Extraction Challenges Proceed on Accelerated Basis

CFPB Takes Action Against Real Estate Kickbacks Under RESPA

By Steve Quinlivan on 05/20/2013

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Crowdfunding and Jobs Act News Roundup – May 17, 2013

By Steve Quinlivan on 05/17/2013

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Continue Reading Crowdfunding and Jobs Act News Roundup – May 17, 2013