Court Dismisses Another Say-on-Pay Disclosure Case
CFTC’s Final Rule Exempting Certain RTO Transactions from CFTC Regulation Largely Affirms Earlier Order but Offers Helpful Changes to Market Participants
Use of Additional Soliciting Materials Remains Constant in 2013
CFTC No-Action Letter Allows Most End Users to Report All Trade Options on Annual Aggregate Basis
Fed Approves Rule Defining When a Company is “Predominantly Engaged in Financial Activities”
CFPB Takes Action Against Mortgage Insurers to End Kickbacks to Lenders
SEC Comments on Broker-Dealer Registration by Private Fund Advisers
Accredited Crowdfunding, Internet Advertising and General Solicitation