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CFTC Approves Final Regulations Governing Exemption from Required Clearing for Inter-Affiliate Swaps

By Steve Quinlivan on 04/01/2013

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Changes to Proposed Investment Adviser Legislation

By David Jenson on 03/30/2013

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SEC Exempts Another Crowd Funding Site From Broker-Dealer Rules

By Steve Quinlivan on 03/29/2013

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SEC Says Crowdfunding VC Site Not a Broker-Dealer

By Steve Quinlivan on 03/27/2013

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CFPB to Pursue Auto Lenders For Illegal Discriminatory Markups

By Steve Quinlivan on 03/24/2013

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CFTC Provides Relief for Partial Swap Terminations

By Steve Quinlivan on 03/23/2013

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Regulators Warn on Risks of Leveraged Loans

By Steve Quinlivan on 03/21/2013

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CFTC’s Initial Attempts at Data Collection Fail

By Steve Quinlivan on 03/21/2013

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CFTC Reminds All Swap Counterparties of April 10 Deadline to Obtain a CICI Identifier

By Steve Quinlivan on 03/20/2013

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DC Circuit Tells FERC That CFTC Has Exclusive Jurisdiction Over Manipulation in Futures Markets Even If It Impacts FERC Markets

By Steve Quinlivan on 03/19/2013

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Continue Reading DC Circuit Tells FERC That CFTC Has Exclusive Jurisdiction Over Manipulation in Futures Markets Even If It Impacts FERC Markets