CFTC Announces Second Spoofing Action Against Commodity Traders By Steve Quinlivan on 01/02/2013 … Continue Reading CFTC Announces Second Spoofing Action Against Commodity Traders
Dodd-Frank New Year’s Resolutions for Energy Companies and Other Swaps End Users By Steve Quinlivan on 01/01/2013 … Continue Reading Dodd-Frank New Year’s Resolutions for Energy Companies and Other Swaps End Users
New Legislation Prevents Privilege Waiver When Providing Information to CFPB By Steve Quinlivan on 12/31/2012 … Continue Reading New Legislation Prevents Privilege Waiver When Providing Information to CFPB
CFPB Rules Effective When Posted on Web Site By Steve Quinlivan on 12/29/2012 … Continue Reading CFPB Rules Effective When Posted on Web Site
micval33 FTC Report on Interchange Fees Addresses Community Banks By Steve Quinlivan on 12/28/2012 … Continue Reading FTC Report on Interchange Fees Addresses Community Banks
GAO Issues Report on Agencies’ Efforts to Analyze and Coordinate Their Rules By Steve Quinlivan on 12/27/2012 … Continue Reading GAO Issues Report on Agencies’ Efforts to Analyze and Coordinate Their Rules
SEC Official Describes Enforcement Priorities for Hedge Funds By Jill Radloff on 12/26/2012 … Continue Reading SEC Official Describes Enforcement Priorities for Hedge Funds
SEC Releases Study on Credit Ratings By Steve Quinlivan on 12/23/2012 … Continue Reading SEC Releases Study on Credit Ratings
Nasdaq Amends Compensation Committee Proposal By Steve Quinlivan on 12/23/2012 … Continue Reading Nasdaq Amends Compensation Committee Proposal
SEC Approves New Rules Regarding Lost Holders of Securities By Steve Quinlivan on 12/23/2012 … Continue Reading SEC Approves New Rules Regarding Lost Holders of Securities