CFTC Extends Compliance Dates, Delaying Need to Adhere to ISDA Dodd-Frank Protocol By Steve Quinlivan on 12/21/2012 … Continue Reading CFTC Extends Compliance Dates, Delaying Need to Adhere to ISDA Dodd-Frank Protocol
CFPB Releases Exam Procedures for Student Loans By Steve Quinlivan on 12/17/2012 … Continue Reading CFPB Releases Exam Procedures for Student Loans
CFPB Proposes Allowing Companies To Run Trial Disclosure Programs By Steve Quinlivan on 12/13/2012 … Continue Reading CFPB Proposes Allowing Companies To Run Trial Disclosure Programs
CFPB Halts Alleged Nationwide Mortgage Loan Modification Scams By Steve Quinlivan on 12/11/2012 … Continue Reading CFPB Halts Alleged Nationwide Mortgage Loan Modification Scams
FINRA Releases FAQs on Private Placement Notice Filing Rule By David Jenson on 12/08/2012 … Continue Reading FINRA Releases FAQs on Private Placement Notice Filing Rule
ISS Publishes FAQs On New Peer Group Method By Steve Quinlivan on 12/06/2012 … Continue Reading ISS Publishes FAQs On New Peer Group Method
Nasdaq Revises Issuer Disclosure Rules Regarding Notices of Listing Deficiencies By Steve Quinlivan on 12/05/2012 … Continue Reading Nasdaq Revises Issuer Disclosure Rules Regarding Notices of Listing Deficiencies
SEC Releases New CD&Is on Iran Disclosures By David Jenson on 12/05/2012 … Continue Reading SEC Releases New CD&Is on Iran Disclosures
CFTC Grants Relief to Family Offices From Commodity Pool Operator Rules By Steve Quinlivan on 11/30/2012 … Continue Reading CFTC Grants Relief to Family Offices From Commodity Pool Operator Rules
CFTC Issues First Determination Regarding Swaps Required To Be Cleared By Steve Quinlivan on 11/28/2012 … Continue Reading CFTC Issues First Determination Regarding Swaps Required To Be Cleared