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Resource Extraction Issuers: Small Entity Compliance Guide

By David Jenson on 11/15/2012

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SEC Receives More Than 3,000 Whistleblower Tips in FY2012

By Steve Quinlivan on 11/15/2012

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CFTC General Counsel Clarifies Application of “Swap” Definition to Energy Transportation and Storage Contracts

By Steve Quinlivan on 11/15/2012

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SEC and Justice Department Release FCPA Guide

By Steve Quinlivan on 11/14/2012

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SEC Publishes Small Entity Compliance Guide for Conflict Minerals

By Steve Quinlivan on 11/13/2012

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SEC Rejects Stay of Resource Extraction Rules

By Steve Quinlivan on 11/09/2012

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CFPB Announces Appeals Process for Supervisory Matters

By Steve Quinlivan on 11/07/2012

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CFPB Issues Report Highlighting Supervision Activities and Compliance Expectations

By Steve Quinlivan on 11/01/2012

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CFTC Provides No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations

By Steve Quinlivan on 10/28/2012

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More Comments on the General Solicitation and Advertising Rule

By David Jenson on 10/24/2012

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Continue Reading More Comments on the General Solicitation and Advertising Rule