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New JOBS Act FAQS Released

By David Jenson on 09/30/2012

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Court Vacates CFTC’s Position Limits Rule

By Steve Quinlivan on 09/29/2012

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Nasdaq Proposes Rules Regarding Independence of Compensation Committees

By Steve Quinlivan on 09/26/2012

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EDGAR Filing of Draft Registration Statements Available October 1, 2012

By David Jenson on 09/26/2012

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NYSE Proposes Rules Regarding Independence of Compensation Committees and Compensation Advisers

By Steve Quinlivan on 09/25/2012

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CFPB Declines to Modify or Set Aside Civil Investigative Demand

By Steve Quinlivan on 09/24/2012

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Preliminary 2013 Proxy Season Checklist (Updated 9/30/12)

By Steve Quinlivan on 09/24/2012

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CFTC Issues Provisional Swap Data Repository Registration to DTCC Data Repository, LLC

By Steve Quinlivan on 09/21/2012

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Perspectives on Proposed General Solicitation Rule

By David Jenson on 09/19/2012

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SEC Report to Congress on Credit Rating Standardization

By Steve Quinlivan on 09/17/2012

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