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CFTC Proposes Exemptions to Regulation of Transactions in ISO/RTO Markets as “Swaps” Under CEA

By Steve Quinlivan on 08/22/2012

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SEC Makes First Whistleblower Bounty Award

By David Jenson on 08/22/2012

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Swap Market Participants May Now Register for CICIs (Interim LEIs) Required for Swap Data Reporting

By Steve Quinlivan on 08/21/2012

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ISDA Publishes Dodd-Frank Protocol to Facilitate Compliance

By Steve Quinlivan on 08/18/2012

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CFTC Proposes Inter-Affiliate Clearing Exemption

By Steve Quinlivan on 08/18/2012

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Agencies Issue Proposed Rule on Appraisals for Higher-Risk Mortgages

By Steve Quinlivan on 08/16/2012

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Publication of “Swap” Definition Finalizes Compliance Dates

By Steve Quinlivan on 08/13/2012

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CFPB Proposes Rules Affecting Mortgage Servicers

By Steve Quinlivan on 08/12/2012

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SEC Outlines Process for Evaluating Whistleblower Tips

By Steve Quinlivan on 08/11/2012

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New ’34 Act Reporting Requirements Under the Iran Threat Reduction and Syria Human Rights Act of 2012

By David Jenson on 08/09/2012

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Continue Reading New ’34 Act Reporting Requirements Under the Iran Threat Reduction and Syria Human Rights Act of 2012