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CFPB Adopts Rule for the Protection of Privileged Information

By Steve Quinlivan on 06/30/2012

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JOBS Act Rulemaking Updates

By David Jenson on 06/29/2012

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CFTC Issues First Provisional Registration for a Swap Data Repository

By Steve Quinlivan on 06/28/2012

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SEC to Debut EDGAR-Based System for Confidential Non-Public Reviews

By David Jenson on 06/28/2012

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Federal Insurance Office Seeks Information on Reinsurance Industry

By Steve Quinlivan on 06/27/2012

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SEC Adopts Rules for Listing Standards for Compensation Committees

By Steve Quinlivan on 06/20/2012

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SEC Issues FAQs on Form PF

By Steve Quinlivan on 06/20/2012

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GAO Sees Opportunities to Improve SEC Oversight of FINRA

By Steve Quinlivan on 06/18/2012

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SEC Names Thomas Butler as Director of New Office of Credit Ratings

By Jill Radloff on 06/18/2012

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New Broker-Dealer Notice-Filing Obligations in Private Placements

By David Jenson on 06/13/2012

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