CFTC Approves Final Rules on Customer Funds By Steve Quinlivan on 12/05/2011 … Continue Reading CFTC Approves Final Rules on Customer Funds
Comparing the CFTC Position Limits Litigation with the SEC Proxy Access Litigation By Steve Quinlivan on 12/04/2011 … Continue Reading Comparing the CFTC Position Limits Litigation with the SEC Proxy Access Litigation
CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority By Steve Quinlivan on 12/02/2011 … Continue Reading CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority
NASDAQ to SEC: You Don’t Get to Review Our Fees By Steve Quinlivan on 12/02/2011 … Continue Reading NASDAQ to SEC: You Don’t Get to Review Our Fees
CFPB Releases Initial Report on Credit Card Complaints By Steve Quinlivan on 11/30/2011 … Continue Reading CFPB Releases Initial Report on Credit Card Complaints
OCC Proposes Rule to Remove References to Credit Ratings and Guidance on Due Diligence Requirements By Steve Quinlivan on 11/29/2011 … Continue Reading OCC Proposes Rule to Remove References to Credit Ratings and Guidance on Due Diligence Requirements
Update on OECD Conflict Minerals Project By Jill Radloff on 11/29/2011 … Continue Reading Update on OECD Conflict Minerals Project
Fed Issues Updated FAQs on Debit Card Interchange Fees By Steve Quinlivan on 11/29/2011 … Continue Reading Fed Issues Updated FAQs on Debit Card Interchange Fees
FDIC and Treasury Issue Notice of Proposed Rulemaking on the Calculation of Maximum Obligation Limitation By Steve Quinlivan on 11/29/2011 … Continue Reading FDIC and Treasury Issue Notice of Proposed Rulemaking on the Calculation of Maximum Obligation Limitation
SEC Penalizes Investment Advisers for Compliance Failures—Lessons For Soon to be Registered Advisers to Private Equity and Hedge Funds By Steve Quinlivan on 11/28/2011 … Continue Reading SEC Penalizes Investment Advisers for Compliance Failures—Lessons For Soon to be Registered Advisers to Private Equity and Hedge Funds