Continue Reading Ordinary Consumer and Commercial Transactions Are Not Swaps Under Dodd-Frank
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
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Treasury Proposes to Exempt FX Swaps and Forwards From Dodd-Frank
By Steve Quinlivan on
CFTC Proposes Capital Requirements for Swap Dealers and Major Swap Participants
By Steve Quinlivan on
Bankers Do Not Believe Dodd-Frank is All Good for Community Banks
By Steve Quinlivan on
Regulators Keep Touting Benefits of Dodd-Frank for Community Banks
By Steve Quinlivan on
SEC Proposes Rules to Remove References to Credit Ratings in Net Capital and Other Rules
By Steve Quinlivan on
SEC Study: No Internal Control Relief for Accelerated Filers
By Steve Quinlivan on
Occidental at Odds With ISS For Second Year—Now It’s Leadership Structure
By Steve Quinlivan on
Federal Reserve Proposes Rule Pertaining to a Consumer’s Ability to Repay a Mortgage
By Steve Quinlivan on
Say-on-Pay: Making it Easier for Shareholders and Harder for ISS
By Jill Radloff on