Treasury Official Comments on Dodd-Frank Implementation By Steve Quinlivan on 04/19/2011 … Continue Reading Treasury Official Comments on Dodd-Frank Implementation
CFTC Commissioner Says No Dodd-Frank Delay Is Necessary By Steve Quinlivan on 04/19/2011 … Continue Reading CFTC Commissioner Says No Dodd-Frank Delay Is Necessary
CFTC and Bank Regulators Propose Capital & Margin Rules for Swap Dealers and Major Swap Participants By Steve Quinlivan on 04/13/2011 … Continue Reading CFTC and Bank Regulators Propose Capital & Margin Rules for Swap Dealers and Major Swap Participants
CFTC Takes Early Enforcement Action Against “Spoofing” in Derivatives Markets By Steve Quinlivan on 04/13/2011 … Continue Reading CFTC Takes Early Enforcement Action Against “Spoofing” in Derivatives Markets
micval33 CFPB and National Association of Attorneys General Presidential Initiative Working Group Release Joint Statement of Principles By Steve Quinlivan on 04/12/2011 … Continue Reading CFPB and National Association of Attorneys General Presidential Initiative Working Group Release Joint Statement of Principles
Joint CFTC and SEC Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives By Steve Quinlivan on 04/10/2011 … Continue Reading Joint CFTC and SEC Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives
SEC May Delay Registration Requirements for Private Equity Groups and Hedge Funds By Jill Radloff on 04/09/2011 … Continue Reading SEC May Delay Registration Requirements for Private Equity Groups and Hedge Funds
GE and Northern Trust React to Negative ISS Recommendations on Say-on-Pay By Steve Quinlivan on 04/07/2011 … Continue Reading GE and Northern Trust React to Negative ISS Recommendations on Say-on-Pay
Fed Proposes Rule to Permit Payment of Interest on Demand Deposits By Steve Quinlivan on 04/06/2011 … Continue Reading Fed Proposes Rule to Permit Payment of Interest on Demand Deposits
Registration with the SEC as an Investment Adviser — A Guide for Private Equity and Hedge Funds By Jill Radloff on 04/05/2011 … Continue Reading Registration with the SEC as an Investment Adviser — A Guide for Private Equity and Hedge Funds