CFTC Issues Proposed Interpretive Order on Disruptive Trading Practices By Steve Quinlivan on 03/03/2011 … Continue Reading CFTC Issues Proposed Interpretive Order on Disruptive Trading Practices
SEC Settles Clawback Claim With Beazer Homes CEO By Steve Quinlivan on 03/03/2011 … Continue Reading SEC Settles Clawback Claim With Beazer Homes CEO
Court Holds Dodd-Frank Ban on Arbitration of Whistleblower Claims is Retroactive By Steve Quinlivan on 03/03/2011 … Continue Reading Court Holds Dodd-Frank Ban on Arbitration of Whistleblower Claims is Retroactive
Fed and FTC Propose Rules Regarding Credit Score Disclosures By Steve Quinlivan on 03/01/2011 … Continue Reading Fed and FTC Propose Rules Regarding Credit Score Disclosures
NCUA Proposes Rules Under Dodd-Frank By Steve Quinlivan on 03/01/2011 … Continue Reading NCUA Proposes Rules Under Dodd-Frank
How to Get Out of the Municipal Advisory Business By Steve Quinlivan on 02/28/2011 … Continue Reading How to Get Out of the Municipal Advisory Business
ISS is Recommending a No Vote on Say-on-Pay — What Next? By Jill Radloff on 02/26/2011 … Continue Reading ISS is Recommending a No Vote on Say-on-Pay — What Next?
Fed Issues Final Rule and Proposed Rule on Escrow Account Requirements for Home Mortgage Loans By Steve Quinlivan on 02/24/2011 … Continue Reading Fed Issues Final Rule and Proposed Rule on Escrow Account Requirements for Home Mortgage Loans